man slapo_ppolicy

SLAPO_PPOLICY(5) SLAPO_PPOLICY(5)

NAME
slapo-ppolicy – Password Policy overlay to slapd

SYNOPSIS
/etc/openldap/slapd.conf

DESCRIPTION
The ppolicy overlay is an implementation of the most recent IETF Password Policy proposal for LDAP. When
instantiated, it intercepts, decodes and applies specific password policy controls to overall use of a backend
database, changes to user password fields, etc.

   The  overlay  provides a variety of password control mechanisms.  They include password aging -- both minimum and
   maximum ages, password reuse and duplication control, account time-outs, mandatory  password  resets,  acceptable
   password  content,  and  even  grace logins.  Different groups of users may be associated with different password
   policies, and there is no limit to the number of password policies that may be created.

   Note that some of the policies do not take effect when the operation is performed with the rootdn  identity;  all
   the operations, when performed with any other identity, may be subjected to constraints, like access control.

   Note  that  the  IETF  Password  Policy  proposal  for LDAP makes sense when considering a single-valued password
   attribute, while the userPassword attribute allows multiple values.  This implementation enforces a single  value
   for the userPassword attribute, despite its specification.

CONFIGURATION
These slapd.conf configuration options apply to the ppolicy overlay. They should appear after the overlay direc-
tive.

   <strong>ppolicy_default <policyDN></strong>
          Specify the DN of the pwdPolicy object to use when no specific policy is set on a given user’s  entry.  If
          there is no specific policy for an entry and no default is given, then no policies will be enforced.

   ppolicy_forward_updates
          Specify  that  policy state changes that result from Bind operations (such as recording failures, lockout,
          etc.) on a consumer should be forwarded to a master instead of being written directly into the  consumer’s
          local  database.  This  setting  is only useful on a replication consumer, and also requires the updateref
          setting and chain overlay to be appropriately configured.

   ppolicy_hash_cleartext
          Specify that cleartext passwords present in Add and Modify requests should be hashed before  being  stored
          in  the database. This violates the X.500/LDAP information model, but may be needed to compensate for LDAP
          clients that don’t use the Password Modify extended operation to manage passwords.  It is recommended that
          when this option is used that compare, search, and read access be denied to all directory users.

   ppolicy_use_lockout
          A  client  will  always  receive  an LDAP InvalidCredentials response when Binding to a locked account. By
          default, when a Password Policy control was provided on the Bind request, a Password Policy response  will
          be  included  with  no special error code set. This option changes the Password Policy response to include
          the AccountLocked error code. Note that sending the AccountLocked error code provides  useful  information
          to an attacker; sites that are sensitive to security issues should not enable this option.

OBJECT CLASS
The ppolicy overlay depends on the pwdPolicy object class. The definition of that class is as follows:

       (  1.3.6.1.4.1.42.2.27.8.2.1
           NAME ’pwdPolicy’
           AUXILIARY
           SUP top
           MUST ( pwdAttribute )
           MAY (
               pwdMinAge $ pwdMaxAge $ pwdInHistory $
               pwdCheckQuality $ pwdMinLength $
               pwdExpireWarning $ pwdGraceAuthnLimit $
               pwdLockout $ pwdLockoutDuration $
               pwdMaxFailure $ pwdFailureCountInterval $
               pwdMustChange $ pwdAllowUserChange $
               pwdSafeModify ) )

   This  implementation also provides an additional pwdPolicyChecker objectclass, used for password quality checking
   (see below).

       (  1.3.6.1.4.1.4754.2.99.1
           NAME ’pwdPolicyChecker’
           AUXILIARY
           SUP top
           MAY ( pwdCheckModule ) )

   Every account that should be subject to password policy control should have a  pwdPolicySubentry  attribute  con-
   taining  the DN of a valid pwdPolicy entry, or they can simply use the configured default.  In this way different
   users may be managed according to different policies.

OBJECT CLASS ATTRIBUTES
Each one of the sections below details the meaning and use of a particular attribute of this pwdPolicy object
class.

   <strong>pwdAttribute</strong>

   This attribute contains the name of the attribute to which the password policy is applied. For example, the pass-
   word policy may be applied to the userPassword attribute.

   Note: in this implementation, the only value accepted for pwdAttribute is  userPassword .

       (  1.3.6.1.4.1.42.2.27.8.1.1
          NAME ’pwdAttribute’
          EQUALITY objectIdentifierMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.38 )

   <strong>pwdMinAge</strong>

   This attribute contains <strong>the number of seconds that must elapse between modifications allowed to the password.</strong>  If
   this  attribute  is  not present, zero seconds is assumed (i.e. the password may be modified whenever and however
   often is desired).

       (  1.3.6.1.4.1.42.2.27.8.1.2
          NAME ’pwdMinAge’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdMaxAge</strong>

   This attribute contains <strong>the number of seconds after which a modified password will expire.</strong>  If this attribute  is
   not present, or if its value is zero (0), then passwords will not expire.

       (  1.3.6.1.4.1.42.2.27.8.1.3
          NAME ’pwdMaxAge’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdInHistory</strong>

   This  attribute  is  used  <strong>to  specify the maximum number of used passwords that will be stored in the pwdHistory
   attribute.</strong>  If the pwdInHistory attribute is not present, or if its value is zero (0), used passwords will not be
   stored  in  pwdHistory  and  thus  any previously-used password may be reused.  No history checking occurs if the
   password is being modified by the rootdn, although the password is saved in the history.

       (  1.3.6.1.4.1.42.2.27.8.1.4
          NAME ’pwdInHistory’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdCheckQuality</strong>

   This attribute indicates if and how password syntax <strong>will be checked while a password is being modified or  added.
   If  this attribute is not present, or its value is zero (0), no syntax checking will be done. If its value is one
   (1), the server will check the syntax, and if the server is unable to check the syntax, whether due to a  client-
   side  hashed  password  or some other reason, it will be accepted. If its value is two (2), the server will check
   the syntax, and if the server is unable to check the syntax it will return an error refusing the password.</strong>

       (  1.3.6.1.4.1.42.2.27.8.1.5
          NAME ’pwdCheckQuality’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdMinLength</strong>

   When syntax checking is enabled (see also the pwdCheckQuality attribute), this  attribute  contains  <strong>the  minimum
   number  of  characters  that  will  be accepted in a password.</strong> If this attribute is not present, minimum password
   length is not enforced. If the server is unable to check the length of the password, whether due to a client-side
   hashed  password  or some other reason, the server will, depending on the value of pwdCheckQuality, either accept
   the password without checking it (if pwdCheckQuality is zero (0) or one (1)) or refuse it (if pwdCheckQuality  is
   two (2)).

       (  1.3.6.1.4.1.42.2.27.8.1.6
          NAME ’pwdMinLength’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdExpireWarning</strong>

   This  attribute contains <strong>the maximum number of seconds before a password is due to expire that expiration warning
   messages will be returned to a user who is authenticating to the directory.</strong>  If this attribute is not present, or
   if the value is zero (0), no warnings will be sent.

       (  1.3.6.1.4.1.42.2.27.8.1.7
          NAME ’pwdExpireWarning’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   pwdGraceAuthnLimit

   This  attribute  contains  the number of times that an expired password may be used to authenticate a user to the
   directory. If this attribute is not present or if its value is zero (0), users with expired passwords will not be
   allowed to authenticate to the directory.

       (  1.3.6.1.4.1.42.2.27.8.1.8
          NAME ’pwdGraceAuthnLimit’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdLockout</strong>

   This attribute specifies the action that should be taken by the directory when a user has made a number of failed
   attempts to authenticate to the directory.  If pwdLockout is set (its value is "TRUE"),  the  user  will  not  be
   allowed  to  attempt  to  authenticate  to  the directory after there have been a specified number of consecutive
   failed bind attempts.  The maximum number of consecutive failed bind attempts allowed is specified by the pwdMax-
   Failure attribute.  If pwdLockout is not present, or if its value is "FALSE", the password may be used to authen-
   ticate no matter how many consecutive failed bind attempts have been made.

       (  1.3.6.1.4.1.42.2.27.8.1.9
          NAME ’pwdLockout’
          EQUALITY booleanMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
          SINGLE-VALUE )

   <strong>pwdLockoutDuration</strong>

   This attribute contains the number of seconds during which the password cannot be used to authenticate  the  user
   to  the directory due to too many consecutive failed bind attempts.  (See also pwdLockout and pwdMaxFailure.)  If
   pwdLockoutDuration is not present, or if its value is zero (0), the password cannot be used to  authenticate  the
   user to the directory again until it is reset by an administrator.

       (  1.3.6.1.4.1.42.2.27.8.1.10
          NAME ’pwdLockoutDuration’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   pwdMaxFailure

   This  attribute  contains the number of consecutive failed bind attempts after which the password may not be used
   to authenticate a user to the directory.  If pwdMaxFailure is not present, or its value is zero (0), then a  user
   will  be  allowed  to continue to attempt to authenticate to the directory, no matter how many consecutive failed
   bind attempts have occurred with that user’s DN.  (See also pwdLockout and pwdLockoutDuration.)

       (  1.3.6.1.4.1.42.2.27.8.1.11
          NAME ’pwdMaxFailure’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   pwdFailureCountInterval

   This attribute contains the number of seconds after which old consecutive failed bind attempts  are  purged  from
   the  failure  counter,  even though no successful authentication has occurred.  If pwdFailureCountInterval is not
   present, or its value is zero (0), the failure counter will only be reset by a successful authentication.
       (  1.3.6.1.4.1.42.2.27.8.1.12
          NAME ’pwdFailureCountInterval’
          EQUALITY integerMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
          SINGLE-VALUE )

   <strong>pwdMustChange</strong>

   This attribute specifies whether users must change their passwords when they first bind to the directory after  a
   password is set or reset by the administrator, or not.  If pwdMustChange has a value of "TRUE", users must change
   their passwords when they first bind to the directory after a password is set or reset by the administrator.   If
   pwdMustChange is not present, or its value is "FALSE", users are not required to change their password upon bind-
   ing after the administrator sets or resets the password.

       (  1.3.6.1.4.1.42.2.27.8.1.13
         NAME ’pwdMustChange’
         EQUALITY booleanMatch
         SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
         SINGLE-VALUE )

   <strong>pwdAllowUserChange</strong>

   This attribute specifies whether users are <strong>allowed to change their own passwords or not.</strong>   If  pwdAllowUserChange
   is  set  to  "TRUE", or if the attribute is not present, users will be allowed to change their own passwords.  If
   its value is "FALSE", users will not be allowed to change their own passwords.

       (  1.3.6.1.4.1.42.2.27.8.1.14
          NAME ’pwdAllowUserChange’
          EQUALITY booleanMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
          SINGLE-VALUE )

   <strong>pwdSafeModify</strong>

   This attribute denotes whether<strong> the user’s existing password must be sent  along  with  their  new  password  when
   changing  a  password.</strong>   If pwdSafeModify is set to "TRUE", the existing password must be sent along with the new
   password.  If the attribute is not present, or its value is "FALSE", the existing password need not be sent along
   with the new password.

       (  1.3.6.1.4.1.42.2.27.8.1.15
          NAME ’pwdSafeModify’
          EQUALITY booleanMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
          SINGLE-VALUE )

   pwdCheckModule

   This  attribute  names  a user-defined loadable module that must instantiate the check_password() function.  This
   function will be called to further check a new password if pwdCheckQuality is set to one (1) or  two  (2),  after
   all  of the built-in password compliance checks have been passed.  This function will be called according to this
   function prototype:
       int check_password (char *pPasswd, char **ppErrStr, Entry *pEntry);
   The pPasswd parameter contains the clear-text user password, the ppErrStr parameter  contains  a  double  pointer
   that  allows  the  function  to return human-readable details about any error it encounters.  The optional pEntry
   parameter, if non-NULL, carries a pointer to the entry whose password is being checked.   If  ppErrStr  is  NULL,
   then funcName must NOT attempt to use it/them.  A return value of LDAP_SUCCESS from the called function indicates
   that the password is ok, any other value indicates that the password is unacceptable.  If the password  is  unac-
   ceptable, the server will return an error to the client, and ppErrStr may be used to return a human-readable tex-
   tual explanation of the error. The error string must be dynamically allocated as it will be free()’d by slapd.

       (  1.3.6.1.4.1.4754.1.99.1
          NAME ’pwdCheckModule’
          EQUALITY caseExactIA5Match
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.26
          SINGLE-VALUE )

   Note: The user-defined loadable module named by pwdCheckModule must be  in  slapd’s  standard  executable  search
   PATH.

   Note: pwdCheckModule is a non-standard extension to the LDAP password policy proposal.

OPERATIONAL ATTRIBUTES
The operational attributes used by the ppolicy module are stored in the user’s entry. Most of these attributes
are not intended to be changed directly by users; they are there to track user activity. They have been detailed
here so that administrators and users can both understand the workings of the ppolicy module.

   Note that the current IETF Password Policy proposal does not define how these operational attributes are expected
   to behave in a replication environment. In general, authentication attempts on a slave  server  only  affect  the
   copy  of  the  operational  attributes on that slave and will not affect any attributes for a user’s entry on the
   master server. Operational attribute changes resulting from authentication attempts on a master server will  usu-
   ally  replicate to the slaves (and also overwrite any changes that originated on the slave).  These behaviors are
   not guaranteed and are subject to change when a formal specification emerges.

   userPassword

   The userPassword attribute is not strictly part of the ppolicy module.  It is, however,  the  attribute  that  is
   tracked and controlled by the module.  Please refer to the standard OpenLDAP schema for its definition.

   pwdPolicySubentry

   This  attribute  refers directly to the pwdPolicy subentry that is to be used for this particular directory user.
   If pwdPolicySubentry exists, it must contain the DN of a valid pwdPolicy object.  If it does not exist, the ppol-
   icy  module will enforce the default password policy rules on the user associated with this authenticating DN. If
   there is no default, or the referenced subentry does not exist, then no policy rules will be enforced.

       (  1.3.6.1.4.1.42.2.27.8.1.23
          NAME ’pwdPolicySubentry’
          DESC ’The pwdPolicy subentry in effect for
              this object’
          EQUALITY distinguishedNameMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.12
          SINGLE-VALUE
          NO-USER-MODIFICATION
          USAGE directoryOperation)

   pwdChangedTime

   This attribute denotes the last time that the entry’s password was changed.  This value is used by  the  password
   expiration  policy to determine whether the password is too old to be allowed to be used for user authentication.
   If pwdChangedTime does not exist, the user’s password will not expire.

       (  1.3.6.1.4.1.42.2.27.8.1.16
          NAME ’pwdChangedTime’
          DESC ’The time the password was last changed’
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
          EQUALITY generalizedTimeMatch
          ORDERING generalizedTimeOrderingMatch
          SINGLE-VALUE
          NO-USER-MODIFICATION
          USAGE directoryOperation)

   pwdAccountLockedTime

   This attribute contains the time that the user’s account was locked.  If the account has been locked,  the  pass-
   word  may  no  longer  be  used  to  authenticate  the  user to the directory.  If pwdAccountLockedTime is set to
   000001010000Z, the user’s account has been permanently locked and may only be unlocked by an administrator.  Note
   that account locking only takes effect when the pwdLockout password policy attribute is set to "TRUE".

       (  1.3.6.1.4.1.42.2.27.8.1.17
          NAME ’pwdAccountLockedTime’
          DESC ’The time an user account was locked’
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
          EQUALITY generalizedTimeMatch
          ORDERING generalizedTimeOrderingMatch
          SINGLE-VALUE
          NO-USER-MODIFICATION
          USAGE directoryOperation)

   pwdFailureTime

   This  attribute  contains  the  timestamps of each of the consecutive authentication failures made upon attempted
   authentication to this DN (i.e. account).  If too many timestamps accumulate here  (refer  to  the  pwdMaxFailure
   password  policy  attribute  for  details),  and  the  pwdLockout password policy attribute is set to "TRUE", the
   account may be locked.  (Please also refer to the  pwdLockout  password  policy  attribute.)   Excess  timestamps
   beyond  those  allowed  by  pwdMaxFailure  may also be purged.  If a successful authentication is made to this DN
   (i.e. to this user account), then pwdFailureTime will be cleansed of entries.

       (  1.3.6.1.4.1.42.2.27.8.1.19
          NAME ’pwdFailureTime’
          DESC ’The timestamps of the last consecutive
              authentication failures’
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
          EQUALITY generalizedTimeMatch
          ORDERING generalizedTimeOrderingMatch
          NO-USER-MODIFICATION
          USAGE directoryOperation )

   <strong>pwdHistory</strong>

   This attribute contains the history of previously used passwords for this DN (i.e. for this user  account).   The
   values of this attribute are stored in string format as follows:

       pwdHistory=
           time "#" syntaxOID "#" length "#" data

       time=
           GeneralizedTime as specified in section 3.3.13 of [RFC4517]

       syntaxOID = numericoid
           This  is  the  string  representation of the dotted-decimal OID that defines the syntax used to store the
           password.  numericoid is described in section 1.4 of [RFC4512].

       length = NumericString
           The number of octets in the data.  NumericString is described in section 3.3.23 of [RFC4517].

       data =
           Octets representing the password in the format specified by syntaxOID.

   This format allows the server to store and transmit a history of passwords that have been  used.   In  order  for
   equality matching on the values in this attribute to function properly, the time field is in GMT format.

       (  1.3.6.1.4.1.42.2.27.8.1.20
          NAME ’pwdHistory’
          DESC ’The history of user passwords’
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.40
          EQUALITY octetStringMatch
          NO-USER-MODIFICATION
          USAGE directoryOperation)

   pwdGraceUseTime  This  attribute contains the list of timestamps of logins made after the user password in the DN
   has expired.  These post-expiration logins are known as "grace logins".  If too many grace logins have been  used
   (please  refer  to the pwdGraceLoginLimit password policy attribute), then the DN will no longer be allowed to be
   used to authenticate the user to the directory until the administrator changes the DN’s userPassword attribute.

       (  1.3.6.1.4.1.42.2.27.8.1.21
          NAME ’pwdGraceUseTime’
          DESC ’The timestamps of the grace login once the password has expired’
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
          EQUALITY generalizedTimeMatch
          NO-USER-MODIFICATION
          USAGE directoryOperation)

   pwdReset

   This attribute indicates whether the user’s password has been reset by the administrator and thus must be changed
   upon  first  use of this DN for authentication to the directory.  If pwdReset is set to "TRUE", then the password
   was reset and the user must change it upon first authentication.  If the attribute does not exist, or is  set  to
   "FALSE", the user need not change their password due to administrative reset.

       (  1.3.6.1.4.1.42.2.27.8.1.22
          NAME ’pwdReset’
          DESC ’The indication that the password has
              been reset’
          EQUALITY booleanMatch
          SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
          SINGLE-VALUE
          USAGE directoryOperation)

EXAMPLES
database bdb
suffix dc=example,dc=com

overlay ppolicy
ppolicy_default “cn=Standard,ou=Policies,dc=example,dc=com”

SEE ALSO
ldap(3), slapd.conf(5), slapd-config(5), slapo-chain(5).

   "OpenLDAP Administrator’s Guide" (http://www.OpenLDAP.org/doc/admin/)

   IETF  LDAP  password  policy  proposal by P. Behera, L.  Poitou and J.  Sermersheim:  documented in IETF document
   "draft-behera-ldap-password-policy-09.txt".

BUGS
The LDAP Password Policy specification is not yet an approved standard, and it is still evolving. This code will
continue to be in flux until the specification is finalized.

ACKNOWLEDGEMENTS
This module was written in 2004 by Howard Chu of Symas Corporation with significant input from Neil Dunbar and
Kartik Subbarao of Hewlett-Packard.

   This manual page borrows heavily and shamelessly from the specification upon which the password policy module  it
   describes  is based.  This source is the IETF LDAP password policy proposal by P. Behera, L.  Poitou and J. Serm-
   ersheim.  The proposal is fully documented in the IETF document  named  draft-behera-ldap-password-policy-09.txt,
   written in July of 2005.

   OpenLDAP Software is developed and maintained by The OpenLDAP Project <http://www.openldap.org/>.  OpenLDAP Soft-
   ware is derived from University of Michigan LDAP 3.3 Release.

OpenLDAP 2.4.23 2010/06/30 SLAPO_PPOLICY(5)

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